Financial Regulatory Compliance
Lox Legal has experience in advising start-up businesses on financial regulatory compliance and risk management controls.
With the expertise of Lox Legal, businesses are able to operate under an authorised licence approved by local regulators and be ensured ongoing compliance obligations are met.
Our Services
Businesses
- Digital currency Exchange
- Businesses involving digital assets, regardless of whether it is a financial product or financial service
- Foreign businesses involving digital assets entering the Australian financial market
Advisory Services
- Review prospective services or products from local regulatory compliance, risk management, and governance control perspectives
- Application for the Australian Financial Service Licence (AFSL)
- Ongoing compliance documents preparation, reporting and maintenance, including Anti- Money Laundering and Counter-Terrorist Financing program
- Liaison with regulators (ASIC, AUSTRAC, APRA, etc)
Ad-hoc Services
- Maintain up-to-date regulatory updates
- Provide latest industry updates and insights